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MUSC research data ownership, record
retention policy revised
by Mike
Wheeler
University
Compliance Office
In June 2005, a new federal law was implemented that extends the
statute of limitations to six years to bring forward an allegation of
research misconduct. In response to this extension, research records
must be retained for a longer period of time. Basically, research
records must be retained as follows:
- Research records should be retained for a sufficient
minimum period to allow evaluation and repetition by others of the
results and to investigate an allegation of research misconduct.
Usually, this minimum period is six years;
- For research involving children, this minimum period is six
years or until the child reaches 21, whichever is later; and
- Records of research misconduct proceedings should be
retained for seven years after completion of the proceeding or the
completion of any proceeding involving the research misconduct
allegation, whichever is later.
This law also states the destruction, absence of, or respondent’s
failure to provide research records adequately documenting the
questioned research is evidence of research misconduct where the
institution or The Department of Health and Human Services establishes
by a preponderance of the evidence that the respondent intentionally,
knowingly, or recklessly had research records and destroyed them or had
the opportunity to maintain the records but did not do so.
In response to these new requirements, President’s Council approved a
revised MUSC policy on Research Data Ownership & Record Retention.
In addition to stating the above record retention requirements, this
Research Data Ownership & Record Retention policy also:
- Establishes MUSC’s ownership rights to research records
generated by MUSC faculty, scholars, staff, post-doctoral fellows,
visiting scientists and students whether generated during scholarly
activities or in conducting sponsored activities funded by external
agencies.
- Establishes data management responsibilities to the
principal investigator. The results of research should be carefully
recorded in a form that will allow continuous access for analysis and
review.
- Establishes MUSC’s right of access and right to make copies
of records for all research performed at MUSC or supported by MUSC
sponsored funds. Examples of MUSC’s right of access are to conduct
compliance audits, investigate allegations of research misconduct, etc.
- Emphasizes the Health Insurance Portability and
Accountability Act prohibition of removing research-related
identifiable protected health information unless HIPAA specified
criteria are met.
- Establishes a protocol for the disposition of research
records in the event the principal investigator, students, post-doc
fellows, etc. transfers or leaves MUSC.
- Establishes a protocol for arbitration of all disputes
involving the ownership, retention and access to research records.
For questions concerning the Research Data Ownership and Record
Retention Policy, contact the University Compliance Office at 792-8744.
Friday, Feb. 10, 2006
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